Thank you for sending your enquiry! One of our team members will contact you shortly.
Thank you for sending your booking! One of our team members will contact you shortly.
Course Outline
An introduction to risk
- Defining risk and the imperative for banks to manage it
- Is risk solely a negative experience?
- The global scope of banking and associated risks
- An overview of major risk types in banking
- Potential consequences of inadequate risk management in banks
- Risk Appetite
- Risk Management
Case study
International risk regulations
- Defining risk-based regulations
- The link between risk and capital
- Understanding capital adequacy
- Key international regulations
- Basel Accord
- Sarbanes-Oxley
Case Study
The Basel Accords
- The evolution of international banking risk regulation
- The objectives of banking risk management
- The challenges posed by global regulations
- The Basel I Accord and the Market Risk Amendment
- The Basel II Accord
- Capital requirements under Basel II
- Basel 2.5 and Basel III
- The leverage ratio
- Countercyclical capital buffer
- Systemic interconnectedness
Case study: Capital under Basel III
Market risk
- Defining market risk
- Market activities and trading motivations
- Primary market instruments
- Cash instruments
- Derivative instruments
- Managing market risk
- Market risk measurement and management
- Market risk regulation
- Basel II
- Basel III
Case study: The consequences of mis-managing market risk – JP Morgan
Credit risk
- Defining credit risk
- Credit products in the international market
- Mitigating and managing credit risk
- The credit process
- The credit analysis process
- Portfolio Management
- Credit risk measurement
- Credit risk regulation
- Basel II
- Basel III
Case study
Operational risk
- Defining operational risk and its significance
- Risk of loss, expected and unexpected losses
- Operational risk event types
- Three lines of defence
- Operational risk management
- Operational risk management framework
- Starting points for implementation
- Reporting lines for operational risk management
- Scope of operational risk management
- Measuring and assessing operational risk.
- Operational risk regulation
- Basel II
- Basel III
Case study: UBS
Liquidity risk
- Defining liquidity risk
- Types of liquidity
- Consequences of poor liquidity management
- Sources of liquidity
- Measuring liquidity
- Stress testing
- Managing liquidity
- Liquidity risk regulation
- Basel II
- Basel III
Case study:
Asset and Liability Management and other risks
- Defining Asset and Liability Management
- ALCOs and Treasuries
- Banking book versus Trading Book
- Interest rate risk in the banking book
- Measuring and managing IRRBB
- Contractual versus behavioural
- Stress testing
- ‘Other’ risks
Case study:
Supervision & disclosure
- Defining supervision and disclosure
- Home/host supervisory co-operation
- The ICAAP
- Supervision and disclosure under Basel frameworks
- The Basel III changes
Case study:
Defining Enterprise Risk Management
- What is ERM?
- The benefits of ERM
- The ERM process
- The risk management function
- Portfolio management
- New product development
- Basel Committee guidance
- Commonly adopted frameworks
Case study
Integrated risk management
- Integrating risks across the bank
- Risk committees
- Risk policies
- Risk recognition and assessment
- Adding risk across risk types
- Economic capital
- Interaction between risk types
Case study
Corporate Governance
- Defining corporate governance
- Identifying stakeholders and conflicts of interest
- The benefits of effective corporate governance
- The development of corporate governance - Cadbury, Walker, Hicks reports
- The external perspective on Corporate Governance (rating agencies, regulators)
Case study: Can a bank be “Too big to manage”?
Good corporate governance
- Corporate structures
- The role of non-executive directors
- Techniques and strategies
- Committees and management practices
- Communication
- The role of senior management
- Internal framework of Corporate Governance
- OECD and Basel guidance
Case study:
Risk Governance
- Risk management governance
- Creating a culture of risk awareness
- Implementing a risk culture
- Risk management committees
- Governance, risk and compliance
Case study:
The future
- The new regulatory regime
- Implications for the banking industry
- Implications for regulators
- Priorities in the global banking regulatory agenda
- Future flashpoints
35 Hours
Custom Corporate Training
Training solutions designed exclusively for businesses.
- Customized Content: We adapt the syllabus and practical exercises to the real goals and needs of your project.
- Flexible Schedule: Dates and times adapted to your team's agenda.
- Format: Online (live), In-company (at your offices), or Hybrid.
Price per private group, online live training, starting from 6500 € + VAT*
Contact us for an exact quote and to hear our latest promotions
Testimonials (3)
Fun to talk
Jihan Fadila - BAF
Course - Root Cause Analysis (RCA) for Internal Audit
The exercises were great — they helped me get back “on the field.”
Lilia Boico - PUBLIC
Course - AML/CTF Governance and Risk Oversight Training
casual conversation supported by specific examples
