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Course Outline
Foundations of Compliance and Risk Management
- Navigating Compliance and Associated Risks
- Identifying critical compliance areas
- Defining stakeholders for Compliance Officers and Money Laundering Reporting Officers
- Mitigating the risks linked to non-compliance
Developing and Maintaining a Compliance Risk Management Framework
- Adopting a Risk-Management mindset
- Assessing the business impact—both positive and negative—of implementing a Risk-Management Approach
Compliance and Corporate Governance
- Defining Corporate Governance
- Examining the synergy between Governance and Compliance
- Identifying key Stakeholders
- Core Corporate Governance principles
- The role of Management Committees
- Establishing Codes and Guidelines
- Interplay between Corporate Governance and Financial Crime Prevention
Compliance Controls and Monitoring
- Understanding Regulatory expectations
- Implementing a Compliance Monitoring Programme
Additional Financial Crime Considerations
- Money Laundering and Terrorist Financing – A Contemporary Perspective
- Fraud
- Data Protection and Information Security
- Handling Personal and Sensitive Information
- Formulating Data Protection Policies
- Bribery and Corruption
- UK Bribery Act 2010
- USA Foreign & Corrupt Practices Act
- Other relevant regulatory considerations
- Implications of Brexit
- Market Abuse and Insider Dealing
- Sanctions
Financial Crime in International Business, Offshore Centres, and High-Net-Worth Clientele
- Why Financial Criminals Target International Business, Offshore Centres, and High-Net-Worth Clients
- Key risks inherent in serving these sectors
Future Outlook
- Current hotspots in Compliance and its Risk Management
21 Hours
Custom Corporate Training
Training solutions designed exclusively for businesses.
- Customized Content: We adapt the syllabus and practical exercises to the real goals and needs of your project.
- Flexible Schedule: Dates and times adapted to your team's agenda.
- Format: Online (live), In-company (at your offices), or Hybrid.
Price per private group, online live training, starting from 3900 € + VAT*
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Testimonials (2)
The trainer was helpful..
Attila - Lifial
Course - Compliance and the Management of Compliance Risk
I genuinely enjoyed the real examples of the trainer.
